Abstract. Permafrost is an important feature of cold-region hydrology, particularly in river basins such as the Mackenzie River basin (MRB), and it needs to be properly represented in hydrological and land surface models (H-LSMs) built into existing Earth system models (ESMs), especially under the unprecedented climate warming trends that have been observed. Higher rates of warming have been reported in high latitudes compared to the global average, resulting in permafrost thaw with wide-ranging implications for hydrology and feedbacks to climate. The current generation of H-LSMs is being improved to simulate permafrost dynamics by allowing deep soil profiles and incorporating organic soils explicitly. Deeper soil profiles have larger hydraulic and thermal memories that require more effort to initialize. This study aims to devise a robust, yet computationally efficient, initialization and parameterization approach applicable to regions where data are scarce and simulations typically require large computational resources. The study further demonstrates an upscaling approach to inform large-scale ESM simulations based on the insights gained by modelling at small scales. We used permafrost observations from three sites along the Mackenzie River valley spanning different permafrost classes to test the validity of the approach. Results show generally good performance in reproducing present-climate permafrost properties at the three sites. The results also emphasize the sensitivity of the simulations to the soil layering scheme used, the depth to bedrock, and the organic soil properties.

Abstract. Reservoirs significantly affect flow regimes in watershed systems by changing the magnitude and timing of streamflows. Failure to represent these effects limits the performance of hydrological and land surface models (H-LSMs) in the many highly regulated basins across the globe and limits the applicability of such models to investigate the futures of watershed systems through scenario analysis (e.g., scenarios of climate, land use, or reservoir regulation changes). An adequate representation of reservoirs and their operation in an H-LSM is therefore essential for a realistic representation of the downstream flow regime. In this paper, we present a general parametric reservoir operation model based on piecewise linear relationships between reservoir storage, inflow, and release, to approximate actual reservoir operations. For the identification of the model parameters, we propose two strategies: (a) a generalized parameterization that requires a relatively limited amount of data; and (b) direct calibration via multi-objective optimization when more data on historical storage and release are available. We use data from 37 reservoir case studies located in several regions across the globe for developing and testing the model. We further build this reservoir operation model into the MESH modelling system, which is a large-scale H-LSM. Our results across the case studies show that the proposed reservoir model with both of the parameter identification strategies leads to improved simulation accuracy compared with the other widely used approaches for reservoir operation simulation. We further show the significance of enabling MESH with this reservoir model and discuss the interdependent effects of the simulation accuracy of natural processes and that of reservoir operation on the overall model performance. The reservoir operation model is generic and can be integrated into any H-LSM.

Abstract. Reservoirs significantly affect flow regimes in watershed systems by changing the magnitude and timing of streamflows. Failure to represent these effects limits the performance of hydrological and land-surface models (H-LSMs) in the many highly regulated basins across the globe and limits the applicability of such models to investigate the futures of watershed systems through scenario analysis (e.g., scenarios of climate, land use, or reservoir regulation changes). An adequate representation of reservoirs and their operation in an H-LSM is therefore essential for a realistic representation of the downstream flow regime. In this paper, we present a general parametric reservoir operation model based on piecewise-linear relationships between reservoir storage, inflow, and release to approximate actual reservoir operations. For the identification of the model parameters, we propose two strategies: (a) a “generalized” parameterization that requires a relatively limited amount of data and (b) direct calibration via multi-objective optimization when more data on historical storage and release are available. We use data from 37 reservoir case studies located in several regions across the globe for developing and testing the model. We further build this reservoir operation model into the MESH (Modélisation Environmentale-Surface et Hydrologie) modeling system, which is a large-scale H-LSM. Our results across the case studies show that the proposed reservoir model with both parameter-identification strategies leads to improved simulation accuracy compared with the other widely used approaches for reservoir operation simulation. We further show the significance of enabling MESH with this reservoir model and discuss the interdependent effects of the simulation accuracy of natural processes and that of reservoir operations on the overall model performance. The reservoir operation model is generic and can be integrated into any H-LSM.

Abstract. Arctic and subarctic regions are amongst the most susceptible regions on Earth to global warming and climate change. Understanding and predicting the impact of climate change in these regions require a proper process representation of the interactions between climate, carbon cycle, and hydrology in Earth system models. This study focuses on land surface models (LSMs) that represent the lower boundary condition of general circulation models (GCMs) and regional climate models (RCMs), which simulate climate change evolution at the global and regional scales, respectively. LSMs typically utilize a standard soil configuration with a depth of no more than 4 m, whereas for cold, permafrost regions, field experiments show that attention to deep soil profiles is needed to understand and close the water and energy balances, which are tightly coupled through the phase change. To address this gap, we design and run a series of model experiments with a one-dimensional LSM, called CLASS (Canadian Land Surface Scheme), as embedded in the MESH (Modélisation Environmentale Communautaire – Surface and Hydrology) modelling system, to (1) characterize the effect of soil profile depth under different climate conditions and in the presence of parameter uncertainty; (2) assess the effect of including or excluding the geothermal flux in the LSM at the bottom of the soil column; and (3) develop a methodology for temperature profile initialization in permafrost regions, where the system has an extended memory, by the use of paleo-records and bootstrapping. Our study area is in Norman Wells, Northwest Territories of Canada, where measurements of soil temperature profiles and historical reconstructed climate data are available. Our results demonstrate a dominant role for parameter uncertainty, that is often neglected in LSMs. Considering such high sensitivity to parameter values and dependency on the climate condition, we show that a minimum depth of 20 m is essential to adequately represent the temperature dynamics. We further show that our proposed initialization procedure is effective and robust to uncertainty in paleo-climate reconstructions and that more than 300 years of reconstructed climate time series are needed for proper model initialization.

Hydrologic model development and calibration have continued in most cases to focus only on accurately reproducing streamflows. However, complex models, for example, the so-called physically based models, possess large degrees of freedom that, if not constrained properly, may lead to poor model performance when used for prediction. We argue that constraining a model to represent streamflow, which is an integrated resultant of many factors across the watershed, is necessary but by no means sufficient to develop a high-fidelity model. To address this problem, we develop a framework to utilize the Gravity Recovery and Climate Experiment's (GRACE) total water storage anomaly data as a supplement to streamflows for model calibration, in a multiobjective setting. The VARS method (Variogram Analysis of Response Surfaces) for global sensitivity analysis is used to understand the model behaviour with respect to streamflow and GRACE data, and the BORG multiobjective optimization method is applied for model calibration. Two subbasins of the Saskatchewan River Basin in Western Canada are used as a case study. Results show that the developed framework is superior to the conventional approach of calibration only to streamflows, even when multiple streamflow-based error functions are simultaneously minimized. It is shown that a range of (possibly false) system trajectories in state variable space can lead to similar (acceptable) model responses. This observation has significant implications for land-surface and hydrologic model development and, if not addressed properly, may undermine the credibility of the model in prediction. The framework effectively constrains the model behaviour (by constraining posterior parameter space) and results in more credible representation of hydrology across the watershed.